Purpose: This form collects information about complaints of non-compliance with the appraisal independence standards and the Uniform Standards of Professional Appraisal Practice, including complaints from appraisers, individuals, financial institutions, and other entities.
Complaint Process: Your complaint will be reviewed by the appropriate regulator(s). Please do not submit
documents with your complaint, as the regulator(s) will contact you if more information is needed. Please note the
regulator(s) may not be able to provide the resolution you request because of legal and other constraints. For
example, regulator(s) considering a complaint do not have jurisdiction to directly award damages, settle fee disputes,
or act as your attorney or expert witness. A regulator's review of your complaint will focus on potential violations of
applicable law or regulatory policy and could result in a regulator taking action(s) against the entity about which you
Paperwork Reduction Act of 1995: The burden for this collection of information is estimated to take 30 minutes per
response. This includes time for reviewing the instructions, gathering needed information, and completing and
reviewing the form. An agency may not conduct or sponsor, and a person is not required to respond to a collection of
information unless it displays a currently valid OMB control number. If you have comments regarding this burden
estimate or any other aspect of this collection of information, including suggestions for reducing this burden, send
comments to: Legislative and Regulatory Activities Division, Office of the Comptroller of the Currency, Washington,
DC 20219; Comments/Legal ESS, Federal Deposit Insurance Corporation, 550 17th Street NW, Washington, DC
20429; NCUA PRA, National Credit Union Administration, 1775 Duke Street, Alexandria, Virginia 22314.
Privacy Notice: The information you are providing is being collected pursuant to the individual authorities of the
federal financial institution regulators (12 U.S.C.§§1, 481, 1464, 1756, 1766, and 1820 in connection with a
complaint made pursuant to 12 U.S.C. § 3351(i). The information provided will be used to ensure the appropriate
regulator receives your compliant and by the regulator to review and respond to your complaint. In order to review
and respond to your complaint, the appropriate regulator may disclose your information consistent with the routine
uses listed in the regulator's respective Privacy Act statements:
Do not include any information in your complaint you consider confidential or do not want disclosed during the
complaint review process. While completing this form is voluntary, failure to provide all of the information may delay
or prevent the appropriate regulator from reviewing your complaint.
Whistleblowers: Federal and state laws offer protection for whistleblowers.